🎁 Interactive Brokers | Financial Regulation Manager


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  • Link: Financial Regulation Manager from Interactive Brokers

  • Dates: All year 2019.
  • Job location: London, UK.
  • Job description: Prepare the quarterly COREP return. Prepare reconciliations and computations for the protection of client money and assets under CASS rules. Prepare the prudential returns mandated by the FCA and other related returns. Support the CF10a in a range of matters. Develop, enhance and document control procedures. Create functional business requirements for enhancements. Coordinate and support regulatory examinations, including the annual CASS assurance review.