🎁 Questrade | Compliance Analyst, Trade Conduct Compliance


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  • Link: Compliance Analyst, Trade Conduct Compliance from Questrade

  • Dates: All year 2019.
  • Job location: Toronto, Canada.
  • Job description: Monitor and assess compliance by Questrade staff and clients, fulfill reporting obligations to various regulators. Conduct daily and monthly account activity supervision, investigate cases and perform initial case analysis. Become familiarized with IIROC rules and all other related laws and regulations. Become proficient in Questrade’s data management systems including QOffice, BPS & IQ Manager. Perform day-to-day activities associated with Questrade’s Trade Conduct Compliance group.