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- Link: Junior Compliance Officer from Swissquote
- Dates: All year 2019.
- Job location: Valletta, Malta.
- Job description: Operate within the legal and compliance framework, ensure compliance with all regulatory requirements under a Cat4A license, Cat2 license, Custody of Pension Schemes Regulations and respective MiFID, AIFMD, UCITS, FATCA, CRS. Prepare various regulatory submissions. Assist the Risk Management framework. Assist in the implementation and maintenance of Group Policies and Procedures within SQFSM. Handle client on-boarding (Account Opening, AML & KYC). Present internal reports analyzing future new Directives, Rules & Regulation and impact on SQFSM operations and services.
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