🎁 Interactive Brokers | Compliance Analyst – Account Referrer Program


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  • Link: Compliance Analyst – Account Referrer Program from Interactive Brokers

  • Dates: All year 2019.
  • Job location: Greenwich, USA.
  • Job description: Conduct surveillance and due diligence of third parties who refer clients. Draft and implementing firm policies, controls and written supervisory procedures. Help to craft detailed written instructions for programmers and technology staff. Coordinate responses to regulatory inquiries pertaining to the Referrer Program from regulators.