🎁 Questrade | Supervisor, Compliance


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  • Link: Supervisor, Compliance from Questrade

  • Dates: All year 2019.
  • Job location: Toronto, Canada.
  • Job description: Facilitate the operational and oversight functions of compliance for new business in new and emerging markets. Support to comply with AML, ATF and privacy legislation, internal policies and procedures. Review and vet new business opportunities in emerging markets. Conduct enhanced due diligence on potential clients, provide recommendations. Make decisions regarding the determination of suspicion and/or recommendation related to high-risk clients. Be responsible for performing AML related reviews and managing more complex issues and transactions.