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- Link: Client Onboarding Counsel from Interactive Brokers
- Dates: All year 2019.
- Job location: Chicago, USA.
- Job description: Provide the firm’s new accounts teams with day-to-day legal advice on application, AML and sales-related questions. Escalate significant issues or questions to senior legal personnel or firm management. Address specific business arrangements or client issues with potential clients. Assist the new accounts team with KYC questions. Interact with clients or their counsel regarding account opening requirements. Help to revise policies and procedures for the review and opening of new accounts in case of new regulatory guidance. Advise the firm on the appropriateness of proposed transfers of assets from or between customer accounts. Identify necessary changes to the firm’s systems and procedures to meet new applicable regulations.
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