🎁 Interactive Brokers | Compliance Associate


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  • Link: Compliance Associate from Interactive Brokers

  • Dates: All year 2019.
  • Job location: Mumbai, India.
  • Job description: Review client documents for account approvals and enquiries. Obtain mandatory documents and reports. Perform necessary checks. Investigate factual and regulatory rule background behind client trading and financial activity. Create, review and follow up on surveillance reports of financial and trading activity. Assisting with AML Program. Update policies and procedures; verify implementation.