🎁 Fullerton Markets | Compliance Manager


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  • Link: Compliance Manager from Fullerton Markets

  • Dates: All year 2020.
  • Job location: New Zealand.
  • Job description: Ensure compliance with AML/CFT, regulatory, reporting, license and conduct obligations. Develop and implement compliance policies and compliance assurance program. Conduct compliance reviews in accordance with compliance policies and compliance assurance programs. Undertake reviews of policies and procedures. Keep records of all compliance procedures, reviews and reports. Provide relevant compliance training to all employees. Liaise with internal and external stakeholders to obtain information about customers. Participate in research and review of regulations in various jurisdictions. Report potential and actual breaches of policies, relevant legislation and regulation to the Board.