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- Link: Financial Crimes Prevention Analyst from TradeStation Securities
- Dates: All year 2020.
- Job location: Plantation, USA.
- Job description: Conduct trade surveillance reviews to identify potential instances of rule violations, market abuse, market manipulation, or suspicious activity. Engage with relevant business personnel on alert escalations to determine course of action. Conduct Fraud and AML investigations on alerted activities and file Suspicious Activity Reports. Ensure compliance with AML and FCPG Compliance Programs. Review rules and regulations applicable to TradeStation's. Assist FCPG management with surveillance implementation projects and issue resolution by performing data analysis and testing. Identify and escalate any issues.
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