🎁 Interactive Brokers | Head of Regulatory Compliance


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  • Link: Head of Regulatory Compliance from Interactive Brokers

  • Dates: All year 2021.
  • Job location: Luxemburg.
  • Job description: Support the Chief Compliance Officer and act as reference on key regulatory areas. Contribute to the definition and production of the relevant management information. Be responsible for outsourcing oversight of compliance tasks. Implement and analyze regulatory changes, update policies as needed. Support design of the Compliance Monitoring Plan and be responsible for execution of the annual program. Work with IB’s Group to calibrate and implement procedures. Maintain and develop reporting on all compliance risk issues. Help craft written instructions for programmers and technology staff. Draft and implement firm policies and written supervisory procedures. Develop and implement remedial action plans in response to audit findings. Identify new applicable laws, regulations, and other regulatory texts. Keep up to date with changes in market conduct regulations and other relevant areas.