🎁 StoneX (Forex.com) | AML Transaction Monitoring Associate


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  • Link: AML Transaction Monitoring Associate – FCM and SWAP Dealer from StoneX (Forex.com)

  • Dates: Until December 31, 2021.
  • Job location: NY, USA.
  • Job description: Manage daily alert volumes and investigations. Conduct additional reviews on transactional history and client profile to determine the applicable course of action. Develop more comprehensive transaction monitoring solution for FCM and SWAP Dealer. Memorialize rationale on how alerts or investigations are dispositioned; conduct follow up reviews. Train analysts on Transaction Monitoring processes and enhancements. Prepare narratives and supporting information needed for filing Suspicious Activity Reports (SARs). Develop monthly metrics reporting process with AML Manager/team members to provide information on alert volumes, stats and pending matters. Draft enhanced desktop procedures. Keep abreast of new NFA, CFTC, FINCEN etc.. rules and regulations to further improve surveillance processes. Learn and develop a thorough comprehension of internal AML typologies relating to the FCM and SWAP dealer business lines.