- Link: Junior Compliance Officer from Swissquote
- Dates: All year 2023
- Job location: Malta.
- Job description: Prepare various regulatory submissions (MFSA, FIAU, CBM, IRD, etc.). Assistance in the Risk Management framework. Assistance in the implementation and maintenance of Group Policies and Procedures within SQFSM. Assistance in monitoring and reporting on Compliance and AML within SQFSM. Assistance in overseeing internal control in compliance with Group Policies and Guidelines. Assistance in complaint handling in compliance with Group Policies and Guidelines. Handle Client on-boarding (Account Opening, AML & KYC). Assistance in due diligence oversight of Fund Clients. Assistance in drafting of internal Compliance Reports. Present internal reports analysing future new Directives, Rules & Regulation and impact on SQFSM operations and services, if any.
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