- Link: Compliance Analyst from CMC Markets
- Dates: All year 2023
- Job location: Frankfurt, Germany.
- Job description: Assist in the continued development of documentation, including policies, procedures and frameworks in line with the changing regulatory environment. Assist in preparing responds to regulatory queries/requests and consultation papers as they apply. Involve in regulatory audits and remediation activities. Assist in review and approve financial promotions, communications with clients and all other client facing documentation. Design and deliver any required bespoke compliance training to staff, focusing on key aspects of the business and current regulatory issues for the GmbH. Carry out, support and deputize other members of the European Compliance department. Support the customer complaint handling process, support senior management and other employees to ensure all queries are dealt with. Deal with day-to-day requests from the business or other departments within the Group.
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