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🎁 Questrade | Director, Derivatives Compliance


  • Link: Director, Derivatives Compliance from Questrade

  • Dates: All year 2023
  • Job location: Ontario, Canada.
  • Job description: Assist the Chief Compliance Officer in the oversight of Derivatives activities and in ensuring Questrade operates within the rules and regulations prescribed by the IIROC and other provincial and territorial securities commissions, regulators and legislatures. Lead and manage a compliance team to administer Questrade’s compliance and supervision programs with respect to Derivatives and other activities. Work closely with the CCO in managing Questrade’s compliance regime, documenting, implementing and maintaining compliance policies and procedures with respect to all Derivatives related activities as well as reporting on progress and overall status of compliance regularly to Questrade’s Senior Management and Board of Directors.