- Link: Senior Analyst - Financial Crime Compliance from IG Markets
- Dates: All year 2024
- Job location: Krakow, Poland.
- Job description: Investigate and escalate potential suspicious Market Abuse cases. Analyze trading and client data and make a recommendation for follow up actions to mitigate or report perceived financial crime risks. Report suspicious activity via STORs/SARs to financial regulators and authorities. Assist business operations by responding to day-to-day queries from various business representatives and assist in the development and implementation of necessary ad hoc business changes whether regulatory or business driven. Prepare responses to regulatory requests or law enforcement agencies. Assist in reviewing, creating and updating compliance procedures, manuals and training resources. Engage with global compliance officers to provide assistance and keep all stakeholders informed of issues or the status of tasks performed which require oversight from local MLROs. Perform control testing to provide regular assurance relating to compliance and control effectiveness. Compile and escalate findings and make recommendations for control improvement. Test existing tools and create new solutions for process improvement.
|
Latest promotions:
Extra promotions:
Comments:
It's your turn: