🎁 Swissquote | Compliance Analyst


  • Link: Compliance Analyst from Swissquote

  • Dates: All year 2024
  • Job location: Malta.
  • Job description: Assist in the preparation and compilation of various regulatory submissions (MFSA, FIAU, CBM, IRD, etc.). Assist in the Risk Management framework, in the implementation and maintenance of Group Policies and Procedures within SQFSM. Monitor and report on Compliance and AML within SQFSM. Oversee internal control in compliance with Group Policies and Guidelines. Assist in complaint handling in compliance with Group Policies and Guidelines. Handle Client on-boarding and monitoring (Account Opening, AML & KYC). Assist in due diligence oversight of Fund Clients, in drafting of internal Compliance Reports and with the preparation and presentation of internal reports analyzing future new Directives, Rules & Regulation and impact on SQFSM operations and services.