🎁 Interactive Brokers | Compliance / AML Associate


ENDED
  • Link: Compliance / AML Associate from Interactive Brokers

  • Dates: All year 2017.
  • Job location: London, UK.
  • Job description: Support all queries related to KYC processes to ensure they adhere to international procedures, to regulatory requirements and industry best practices. Interact with the onboarding team to obtain KYC and compliance information and documentation. Improve the onboarding process in all aspects. Perform due diligence to high risk accounts. Evaluate, draft and update the company’s policies and procedures for relevant business areas. Prepare the proper replies to enquiries from the FCA and other regulatory authorities from the EEA.