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- Link: Compliance Associate from GAIN Capital Group
- Dates: All year 2017.
- Job location: Bedminster, USA.
- Job description: Review the company’s material and communications with the public to ensure compliance with regulatory requirements. Review third party relationships and their marketing material. Provide compliance training to GGMI sales and customer support staff. Be the primary contact for Chinese Compliance escalations. Maintain internal Compliance Department procedures for GGMI. Be updated about regulatory changes and act as needed. Assist with the preparation for and administration of regulatory, 3rd party, and internal audits.
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