🎁 TradeStation Securities | AML Compliance Officer


ENDED
  • Link: AML Compliance Officer from TradeStation Securities

  • Dates: Until December 31, 2017.
  • Job location: Plantation, USA.
  • Job description: Ensure the company is under compliance with AML program. Conduct due diligence with the Customer Identification Program, conduct surveillance of money flow and financial market activities, conduct analysis of customer account activity. Conduct 314(a) account reviews and share customer information related to 314(b). Be responsible of drafting, filing and maintaining SARs. Audit the company’s CIP compliance. Be responsible of reviewing and updating rules and regulations that apply to the AML Compliance Program. Lead projects that enhance the AML functions, train colleagues on AML Compliance. Supervise the team.