🎁 eToro | Compliance Associate-Monitoring & Financial Promotions


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  • Link:Compliance Associate-Monitoring & Financial Promotions from eToro

  • Dates: All year 2018.
  • Job location: London, UK.
  • Job description: Undertake monitor planning for regulatory touchpoints of the business. Undertake testing, record monitoring testing, findings and agree necessary actions. Ensure that issues are identified, actions are recommended and tracked through to completion. Draft and issue formal monitoring reports to Management and the Board. Review financial promotions/marketing material. Provide guidance and advice to staff to ensure promotions comply with regulations and treat customers fairly. Enhance the financial promotion approval framework in accordance with COBS 4 requirements.