🎁 Interactive Brokers | Chief Compliance Officer


ENDED
  • Link: Chief Compliance Officer from Interactive Brokers

  • Dates: Until December 31, 2018.
  • Job location: Luxembourg.
  • Job description: Develop polices, material and training programs to educate employees. Implement and oversee the compliance monitoring program and the reporting framework. Act as first point of contact for regulators. Create written instructions for programmers and technology staff to enhance internal controls. Be responsible for drafting and implementing firm policies, controls and written supervisory procedures. Develop and implement remedial action plans when needed. Assist with queries related to KYC processes to ensure adherence.