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- Link: Head of Trade Surveillance from Interactive Brokers
- Dates: Until December 31, 2018.
- Job location: Luxembourg.
- Job description: Oversee the firm’s trade surveillance efforts. Calibrate and implement customer due diligence procedures. Update policies to reflect changes in applicable laws. Assist to respond to regulatory or enforcement inquiries regarding surveillance policies or issues. Help to craft written instructions to comply with applicable trade surveillance guidelines and rules. Draft and implement firm policies, written supervisory procedures and remedial action plans.
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