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- Link: Compliance Manager (Hong Kong) from Swissquote
- Dates: All year 2019.
- Job location: Hong Kong.
- Job description: Provide compliance support to the local management and the group. Develop, maintain and update internal procedures and controls to ensure compliance. Act as the compliance officer and the money laundering reporting officer. Handle claims and litigations. Perform review of customer communications channels. Handle SFC licensing and other matters. Carry out regulatory surveillance and legal researches, update the local management. Liaise with outside counsel on regulatory and legal matters. Provide periodic compliance training.
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