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- Link: Compliance Associate from IG Markets
- Dates: All year 2019.
- Job location: Melbourne, Australia.
- Job description: Complete the quarterly compliance testing program, document results and identify remedial actions. Monitor recorded calls and assess them, ensure regulatory and internal policy compliance. Handle dispute resolution procedures. Assist with suspicious transactions reporting obligations. Assist with staff enquires in relation to general compliance queries and other due diligence procedures.
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