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- Link: Trade Surveillance Associate (Australia) from Interactive Brokers
- Dates: All year 2019.
- Job location: Sydney, Australia.
- Job description: Conduct trade monitoring and surveillance for the APAC region, primarily Hong Kong and Australia. Assist with the design and development of reports and systems to help identify market abuse or market manipulation. Assist with written responses to inquiries from regulators and exchanges. Assist in drafting and implementing firm policies and written supervisory procedures. Develop and implement remedial action plans in response to internal and external audit findings. Stay up to date with changes in market conduct regulations.
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