🎁 Interactive Brokers | Compliance Officer - Brokerage Operations


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  • Link: Compliance Officer - Brokerage Operations from Interactive Brokers

  • Dates: All year 2019.
  • Job location: Greenwich, USA.
  • Job description: Craft detailed written instructions for programmers and technology staff to enhance internal controls. Draft and implement firm policies, controls and written supervisory procedures. Develop and implement remedial action plans in response to internal and external audit findings. Coordinate regulatory inquiries from foreign regulators. Meet and respond to regulators.