🎁 Interactive Brokers | New Accounts Documentation Specialist


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  • Link: New Accounts Documentation Specialist from Interactive Brokers

  • Dates: All year 2019.
  • Job location: Chicago, USA.
  • Job description: Conduct background checks, due diligence reviews and various AML/KYC checks in compliance with firm policies and procedures. Review customer accounts and documentation related to account approvals and maintenance. Assist the compliance officer daily with gathering the documentation and information for new account applications. Process documentation related to account maintenance tasks. Cross reference multiple databases for potential objectionable client matches. Assist with account approval and maintenance.