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🎁 Interactive Brokers | Financial Regulatory Compliance Manager


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  • Link:Financial Regulatory Compliance Manager from Interactive Brokers

  • Dates: All year 2019.
  • Job location: Greenwich, USA.
  • Job description: Perform daily securities and commodities customer protection computations in the US and equivalent computations around the world. Review regulatory filings. Keep track of new rules and requirements. Research regulatory impact of new business initiatives. Participate in regulatory examinations. Learn new regulatory jurisdictions and interplay regulatory rules between jurisdictions. Supervise and develop staff. Improve automation for all aspects of regulatory reporting. Further document and improve regulatory controls and procedures.