🎁 FxPro | Head of Compliance and MLRO


ENDED
  • Link: Head of Compliance and MLRO from FxPro

  • Dates: All year 2020.
  • Job location: London, UK.
  • Job description: Act as SMF 16 and SMF 17 of FxPro UK Limited, be accountable to the Financial Conduct Authority. Be the point of contact with the FCA and regulatory authorities. Act as an adviser to the Board of Directors to current and forthcoming rules and regulations. Monitor clients’ onboarding and ongoing business relationships, processes and procedures. Review and recommend changes to internal practices, policies, procedures and controls to ensure compliance. Respond to compliance enquiries, follow a proper investigation and oversee the resolution. Review and approve financial promotions and provide training and guidance to the Marketing Department. Be responsible for the submission of FCA returns/ filings and other notifications. Implement a training and competence program for employees. Investigate any suspicious activities. Oversee and collaborate with the relevant business units on compliance and anti-money laundering.