ENDED
- Link: Financial Regulation - Head of Client Asset Oversight from Interactive Brokers
- Dates: All year 2020.
- Job location: Dublin, Ireland.
- Job description: Design, implement and approve controls over client assets according to the Client Asset Regulations and CBI requirements. Develop and coordinate the internal capital adequacy assessment process. Manage and develop the recovery and resolution plans. Advise the Board of Directors and other functional areas. Maintain an understanding of existing regulations and of upcoming developments. Prepare and send to the CBI all required prudential and client asset related returns. Develop and enhance procedures related to regulatory and financial controls. Develop and chair the CAMP internal management committee. Review and approve the daily client asset calculation and reconciliations. Research the client asset and prudential regulatory impact of new products, services and markets. Create functional business requirements for enhancements to existing financial, regulatory and operational systems. Plan, coordinate and manage audits and regulatory examinations.
|
Latest promotions:
Extra promotions:
Comments:
It's your turn: