🎁 TradeStation Securities | Compliance Analyst


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  • Link: Compliance Analyst from TradeStation Securities

  • Dates: All year 2020.
  • Job location: Chicago, USA.
  • Job description: Review and analyze internal and external reports for exceptions to ensure compliance with applicable laws and regulations. Develop and execute issue and risk-based tests to validate execution of control activity remediation actions. Conduct compliance reviews. Execute control reporting to monitor for potential breaks. Negotiate solutions and act as a liaison with internal and external clients. Develop comprehensive methods for gathering critical control testing evidence to evaluate risk more effectively. Maintain records to meet compliance requirements.