🎁 Questrade | Compliance Analyst, Client Onboarding (British Columbia)


ENDED
  • Link: Compliance Analyst, Client Onboarding (British Columbia) from Questrade

  • Dates: All year 2021.
  • Job location: Vancouver, Canada.
  • Job description: Review and approve/reject accounts, option trading and AT participants on the accounts as per pre-established guidelines and regulations. Perform client due diligence on new and existing accounts. Support the “Gatekeeper” duty at the account opening stage. Support AML policies at all level of account administration. Assist sales and customer service team dealing with different account opening issues. Review client cases, on hold accounts and resolve them or re-assign them properly. Escalate accounts to Enhanced Due Diligence for review, where necessary. Liaise with other business units with respect to account opening issues.