🎁 eToro | Head of Compliance


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  • Link: Head of Compliance from eToro

  • Dates: All year 2021.
  • Job location: Australia.
  • Job description: Lead and manage the Risk and Compliance framework under the company’s AFSL. Monitor and oversee regulatory development. Inform of relevant legal/regulatory updates. Be responsible of the communication with/reporting to ASIC. Compliance monitoring: quarterly review of all company operations. Oversee and approve any verification-related training. Ensure the company has appropriate structure/governance to which ASIC is notified. Ensure the compliance function has the necessary reports required for ongoing monitoring. Perform annual risk assessment. Update local policies and procedures to reflect current regulatory requirements. Supervise the AML Compliance Function, especially for client onboarding and verification. Maintain the company’s legal documents (PDS, T&C’s) in conjunction with the Legal Department.