ENDED
- Link: Compliance Officer from EXNESS
- Dates: Until December 31, 2021.
- Job location: Asia offices.
- Job description: Focusing on the Greater China region, review and approve marketing materials/advertisements to ensure compliance. Provide consultation, guidance, training and testing regarding regulatory requirement. Conduct regulatory risk assessments internally and stress-test for adequacy. Monitor and communicate regulatory amendments and the associated impact to policies, programs, and business unit processes and procedures. Communicate and escalate issues, provide periodic updates to Head of Compliance and Senior Management. Manage the implementation and ongoing maintenance of compliance policies and programs. Prepare and provide compliance training materials.
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