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- Link: Trade Compliance Manager from Interactive Brokers
- Dates: All year 2022
- Job location: Chicago, Illinois.
- Job description: Establish and maintain model tuning documentation as it relates to Trade Surveillance reports. Partner and collaborate with Business and Development on changes to Trade Surveillance report changes. Develop and conduct annual testing of trade report thresholds, parameters, and functionality to assess if AML and market manipulation risks are being appropriately monitored. Conduct beta testing and tuning of trade reports before being deployed. Work collaboratively with stakeholders across Compliance and Programming. Maintain up to date Trade Surveillance model documentation. Be responsible for following regulatory trends and responsible of proposing appropriate action to Compliance such as updating and designing surveillance reports to ensure the firm has inclusive surveillance coverage. Perform Trade Surveillance Coverage Analysis. Compile trade report analysis into meaningful summaries and make findings available to relevant stakeholders.
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