🎁 Interactive Brokers | Associate General Counsel (Securities Enforcement)


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  • Link: Associate General Counsel (Securities Enforcement) from Interactive Brokers

  • Dates: All year 2017.
  • Job location: Washington DC, USA.
  • Job description: Handle regulatory inquiries and issues with SEC, FINRA, CFTC, NFA and other regulatory authorities. Identify and implement necessary changes within the firm to meet new regulatory requirements. Draft agreements, disclosures, documentation and website material in compliance with regulatory authorities. Create written instructions for the technology staff and stakeholders to respond to new regulations and to launch new business lines.