🎁 KGI Ong Capital | Senior Compliance Officer, Market Compliance


ENDED
  • Link:Senior Compliance Officer, Market Compliance from KGI Ong Capital

  • Dates: All year 2017.
  • Job location: Singapore, Singapore.
  • Job description: Provide advice on regulations and compliance standards. Monitor regulatory updates and analyze the impacts to the business and organization. Identify compliance risks and recommend improvements. Review new product approvals and business and make recommendations on them providing regulatory information when required. Conduct risk assessments and recommend corrective actions. Be responsible of AML reviews, drafting company policies and procedures. Review error reports and escalate any breaches or regulatory requirements or policies.