🎁 Interactive Brokers | Compliance Team Lead


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  • Link:Compliance Team Lead from Interactive Brokers

  • Dates: All year 2018.
  • Job location: Chicago, USA.
  • Job description: Lead a team of Compliance Analysts responsible for conducting surveillance of IB’s global customer base. Conduct thorough surveillance report reviews and ad hoc investigations into potential frauds and violations of laws and regulations; analyze the results and provide concise written conclusions to Compliance Management and Legal Department. Draft specifications to create and improve surveillance reports and compliance tools. Communicate with clients as part of compliance related reviews. Team up with programmers to improve systems and address compliance needs. Review and draft Suspicious Activity Reports.

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