🎁 Interactive Brokers | Internal Auditor

  • Link:Internal Auditor from Interactive Brokers

  • Dates: All year 2018.
  • Job location: Hong Kong.
  • Job description: Conduct audits to assess compliance with policies and regulations. Design and run queries, to obtain data necessary for performing audits and other projects. Identify/implement automation opportunities. Develop process knowledge and identify risk areas. Be updated about laws/regulations applicable for a global broker/dealer. Support firm’s unclaimed property compliance initiatives. Process audit confirmation requests for clients and support continuous improvement of firm’s Audit Confirmation Response system that automatically responds to confirmation requests.