🎁 Questrade | Compliance Analyst, Trade Conduct


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  • Link: Compliance Analyst, Trade Conduct from Questrade

  • Dates: All year 2018.
  • Job location: Toronto, Canada.
  • Job description: Monitor and assess compliance by Questrade staff and clients, fulfill reporting obligations to various regulators. Assist with daily and monthly account activity supervision, investigate cases and perform initial case analysis. Familiarize with IIROC rules and other related laws and regulations. Develop a clear understanding of compliance standards required by individuals while adhering to Questrade’s compliance policies and procedures. Dominate Questrade’s data management systems including QOffice, BPS & IQ Manager. Be responsible for performing day-to-day activities associated with Questrade’s Trade Conduct Compliance group, Trade Conduct Compliance and/or senior compliance team members.