🎁 Questrade | Compliance Analyst, Business Conduct Compliance

  • Link: Compliance Analyst, Business Conduct Compliance from Questrade

  • Dates: All year 2018.
  • Job location: Toronto, Canada.
  • Job description: Monitor and assess compliance by Questrade, staff and client. Assist in daily and monthly account activity supervision, support QWM in daily, weekly and monthly reviews of the escalated reports. Review the exception reports related to managed accounts, investigate the findings and escalate to the related teams as required. Learn Questrade and industry compliance, IIROC regulations and act as a source of expert knowledge to peers and other departments. Perform initial case analysis to support senior compliance staff and work collaboratively with team members and other departments. Dominate Questrade's data management systems (QOffice and BPS) and support the business as required.