🎁 Interactive Brokers | Compliance Officer


ENDED
  • Link: Compliance Officer from Interactive Brokers

  • Dates: Until December 31, 2018.
  • Job location: Greenwich, USA.
  • Job description: Coordinate regulatory inquiries from local and foreign regulators concerning trading and compliance issues. Meet with and respond to regulators during onsite examinations of the firm. Research, interpret and advise regarding compliance with laws, regulations and guidance. Craft detail written instructions for programmers and technology staff to enhance internal controls. Draft and implement firm policies, controls and written supervisory procedures. Develop and implement remedial action plans in response to internal and external audit findings.