🎁 Interactive Brokers | Regulatory Compliance Analyst


ENDED
  • Link: Regulatory Compliance Analyst from Interactive Brokers

  • Dates: Until December 31, 2018.
  • Job location: London, UK.
  • Job description: Assist with the daily operations to ensure regulatory reporting to the competent authorities. Gather and analyze data for the quality assurance and reconciliation of transaction reports. Document and maintain records of all projects, issues and decisions taken. Help to draft, update and monitor the company’s policies and procedures. Provide support for replying to regulatory inquiries. Monitor regulatory developments to ensure the firm’s adherence.