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- Link: Compliance Manager/Senior Manager from Interactive Brokers
- Dates: All year 2019.
- Job location: Sydney, Australia.
- Job description: Act as the point of contact with ASIC, exchanges and other regulatory bodies. Research, interpret and advise the firm regarding compliance. Design procedures for complying with ASIC and exchange requirements. Draft and implement firm policies and written supervisory procedures. Develop/implement the relevant remedial action plans to address findings from audits. Craft written instructions for technology staff when needed.
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