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- Link: Brokerage Operations Analyst from TradeStation Securities
- Dates: All year 2021.
- Job location: Plantation, USA.
- Job description: Research and reconcile daily trade breaks, unaffirmed equity trades and identify root causes, themes and remediation. Process cancellations and corrections, daily reconciliation of CNS, Fund SERV and OCC general ledger accounts. Assist the Futures Back Office Team with processing option exercises and assignments in GMI. Perform post trade allocations and take ownership of functions. Assist the Sec Lending Confirm Team to review the quarterly incoming loans/borrow. Review depository collateral requirements daily and perform weekly/monthly 15c3-3 reconciliation. Ensure post-trade prospectus delivery is maintained and reviewed daily. Liaise with counterparties to reconcile discrepancies arising. Participate in internal audits and respond to regulatory inquiries and escalations. Contribute to management reporting. Perform blue sheet reporting.
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