- Link: Senior Compliance Analyst from Deriv
- Dates: All year 2025
- Job location: Dubai, UAE.
- Job description: Conduct thorough investigations of flagged client accounts, applying your expertise to identify potential compliance risks. Investigate, review, and analyze flagged client accounts to ensure compliance with regulatory standards, thereby supporting first-line operations. Perform comprehensive KYC, CDD, EDD, SOW and AML-CTF checks, serving as a critical line of defense against financial crime. Review high-value deposit and withdrawal requests that exceed certain thresholds, making informed decisions that balance risk management with customer experience. Draft detailed compliance reports for both internal stakeholders and regulatory bodies, documenting your findings and recommendations. Utilize AI-powered tools to analyse vast datasets, identify high-risk clients, and prioritize investigations. Screen clients against PEP lists, sanctions databases, and adverse media sources to identify potential high-risk relationships. Collaborate with operational teams to provide expert guidance on AML-CTF, anti-fraud, and authentication matters. Evaluate existing compliance policies and procedures, recommending improvements to strengthen our risk management framework. Prepare and file quarterly and annual AML-CFT reports to regulatory authorities, ensuring accuracy and timeliness. Respond to compliance-related enquiries from colleagues and management, providing clear and practical advice.
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BestForexBonus
April 28, 2025Please kindly apply with the broker directly via their website.
DEEPTHI ANIL KUMAR
April 25, 2025My name is Deepthi Anil Kumar, and I am a Certified Compliance Specialist with over 17 years of experience in the financial industry, specializing in AML/CFT Compliance, Risk Management, and Regulatory Compliance. I have a proven track record of effectively managing and mitigating compliance risks, conducting thorough investigations, and ensuring adherence to industry regulations and standards.
With extensive experience in Know Your Customer (KYC), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and Source of Wealth (SOW) checks, I am well-equipped to assess and address potential financial crime risks. I have successfully supported first-line operations by reviewing high-value transactions, utilizing advanced AI-powered tools to analyze vast datasets, and prioritizing investigations to safeguard the organization from potential threats.
I am highly skilled in screening clients against PEP lists, sanctions databases, and adverse media sources, identifying high-risk relationships and ensuring the prevention of illicit activities. Throughout my career, I have collaborated closely with operational teams, offering expertise in anti-fraud and authentication matters to maintain a robust compliance framework.
Additionally, I have drafted detailed compliance reports for internal stakeholders and regulatory bodies, prepared and filed accurate AML-CFT reports, and continuously evaluated and improved compliance policies and procedures to enhance risk management practices. My strong analytical skills and ability to provide clear, practical compliance advice have earned me a reputation for reliability and professionalism.
As a dedicated professional committed to the highest standards of compliance, I continue to drive excellence in all aspects of regulatory and financial crime prevention efforts.
Govind Shankar V
April 25, 2025First of all thankyou for giving me this opportunity. My name is Govind Shankar V. I am from a small town called Thiruvalla thats in the state of Kerala, India. I have completed my graduation in BSc Mathematics from Mahatma Gandhi University, Kerala and additionally I have done a diploma in financial accounting and I hold a professional certification in Data Analytics from IBM. Currently I’m working as a Sr. Product Compliance Associate at Amazon India, for the last 1.6years. Here I am part of the rules and regulatory department. I mainly evaluate and report violations of rules, regulations, policies and initiate investigative and corrective procedures. I'm responsible in monitoring all operational processes and procedures using a compliance management platform to ensure that the company and its products comply with all legal regulations and ethical standards. I'm also responsible for Fraud detection investigations which can lead to suppression as well as reinstatement of products sold in Amazon website. I'm also taking part in designing compliance and risk management models and document compliance requirements related to control flow, privacy, trust, monitoring, and licensing. Previously I have worked with Manju Cycles as a Retail Associate and I started my career with NCS Automotives Pvt Ltd as a Customer Advisor. I am a highly motivated and committed person and I would love to bring in my 5.6+years of experience to help you meet the company goals and requirements.
Farhin Afroz Ansari
April 23, 2025I would like to work with this company.
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