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- Link:Internal Auditor from Interactive Brokers
- Dates: All year 2018.
- Job location: Hong Kong.
- Job description: Conduct audits to assess compliance with policies and regulations. Design and run queries, to obtain data necessary for performing audits and other projects. Identify/implement automation opportunities. Develop process knowledge and identify risk areas. Be updated about laws/regulations applicable for a global broker/dealer. Support firm’s unclaimed property compliance initiatives. Process audit confirmation requests for clients and support continuous improvement of firm’s Audit Confirmation Response system that automatically responds to confirmation requests.
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